EMPLOYEE RETIREMENT PLAN
COMPANY RETIREMENT PLAN PROVIDERS
Recognizing that recordkeeping and administration of a retirement plan is a key component to implementing a successful program, we have completed due diligence on numerous companies across the country to identify the providers that can implement our investment approach with an eye toward client service and cost-effective delivery. Based on your company's needs, we will recommend the recordkeeper/administrator who we think would be the best fit for your plan.
- First Mercantile
- The Newport Group
Ascendant Compliance Management is a leader in compliance and registration consulting services for Investment Advisors. Ascendant works closely with BST Wealth Management providing ongoing compliance consulting, guidance and training. More specifically, they help us prepare for registration, perform regulatory risk management and infrastructure analysis, and offer due diligence services and compliance training. By ensuring that our firm understands compliance control arrangements, Ascendant aims to ensure that good complaince becomes an integral part of the way we conduct business. Ascendant helps our form create a culture of compliance and makes compliance a source of strength.
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